TrueAdvisor
TrueAdvisor
CS
CS

Cole T Schmitt

Compound Planning, INC.
6 Years of Experience
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingBusiness OwnersHigh Net Worth
Compound Planning, INC.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
75 advisors
Number of Clients
2,352 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$3.0B

Fee Structure

Minimum Investment:$25K

Location

120 Office Park Way, Pittsford, NY, 14534

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Compound Planning, INC.
July 2025 - Present · 7 mos
Previous Registrations
Alesco Advisors LLC
September 2022 - July 2025 · 2 yrs 10 mos
Cetera Advisors LLC
June 2022 - August 2022 · 2 mos
Cetera Advisors LLCBroker
December 2018 - August 2022 · 3 yrs 8 mos
State Registrations1 state
NY
Advisor
Exams
No exam information available for this advisor.