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CFP
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CFP

Andrew Jonathan Douglas

12 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
113 advisors
Number of Clients
9,021 clients
Average Client Portfolio
$368K average
Assets Under Management
$3.3B

Fee Structure

Minimum Investment:$5K
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Location

1235 Peoples Plaza, Newark, DE, 19702

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Andrew works as an insurance agent for Bishop Associates, focusing on Medicare plans. He spends minimal time on this activity.

Employment History
Current Registrations
Founders Financial Securities LLCBroker
October 2022 - Present · 3 yrs 4 mos
Founders Financial Securities, LLC
October 2022 - Present · 3 yrs 4 mos
Previous Registrations
Citizens Securities, INC.Broker
January 2019 - September 2022 · 3 yrs 8 mos
Citizens Securities, INC.
January 2019 - September 2022 · 3 yrs 8 mos
Ameriprise Financial Services, INC.Broker
September 2017 - January 2019 · 1 yr 4 mos
Ameriprise Financial Services, INC.
September 2017 - January 2019 · 1 yr 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2014 - September 2017 · 3 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2014 - September 2017 · 3 yrs 2 mos
Morgan Stanley
August 2013 - April 2014 · 8 mos
Morgan StanleyBroker
June 2013 - April 2014 · 10 mos
State Registrations10 states
DEFLGAMDMIMONCNJPAVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.