David Sleeter is a CFA-designated registered investment advisor at Ruggaard & Associates, based in Hudson, OH, with 12 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 302 clients with $350M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ruggaard & Associates charges an annual fee for managing your investments, based on a percentage of the assets they manage. This fee typically ranges from 0.80% to 1.00%, depending on various factors. Fees are paid quarterly in advance. Retirement account management fees are 0.40% annually, paid quarterly in advance. Corporate sponsored retirement advisory fees range from 0.50% to 1.00%, payable quarterly in advance. Pre-existing clients may have different fee schedules.
Location
110 W Streetsboro St., Suite 1A, Hudson, OH, 44236
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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David is involved in several outside business activities, including farming operations in Nebraska and Illinois, real estate rental in Michigan, and a single-member LLC for tax/investment purposes in Chicago. These activities require minimal time commitment.
Employment History
Current Registrations
Ruggaard & Associates
Previous Registrations
LPL Financial LLCBroker
Total Clarity Wealth Management, INC
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.