Sean Lyman
Sean Lyman is a CFP-designated registered investment advisor at Sequoia Wealth Management, LLC, based in Chicago, IL, with 12 years of industry experience. Sean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Investment Management, and 2 more. Their firm serves 1,550 clients with $510M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Sequoia Wealth Management offers investment management services. The maximum annual advisory fee is 2.50%, but the actual fee will depend on the complexity of your situation. Fees are deducted from your account quarterly. Sequoia Wealth may recommend third-party money managers through platforms like LPL or AssetMark, with maximum fees described in the brochure. The firm also uses LPL-sponsored programs with fees up to 3.00%, except for the Guided Wealth Portfolios Program, which charges 1.00%.
Location
1017 W. Washington, Suite 3H, Chicago, IL, 60607
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Sean provides investment advisory services through Sequoia Wealth Management, dedicating full-time hours to this activity. He is also an agent for non-variable insurance through Sequoia Financial Network, also dedicating full-time hours, and operates under the DBA Sequoia Financial Planning for his LPL business, spending about a quarter of his time. Sean is also a Notary Public for the State of IL, spending minimal time on this.
Employment History
Current Registrations
Sequoia Wealth Management, LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Jmc Wealth Management, INC.
LPL Financial LLC
State Registrations9 states
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