Edward Lockett is a registered investment advisor at Fwg Investments, LLC, based in Lexington, KY, with 8 years of industry experience. Edward operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 1,434 clients with $250M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Standard fee does not exceed 1.5%, and fees are negotiable based on several factors. AE Wealth Management retains 0.40% of the assets under management.
Fee Estimator
Location
2704 Old Rosebud Road, Suite 160, Lexington, KY, 40509
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Edward is an elected State Representative for Kentucky's 39th District since 2021, spending about half his time in this role. About a quarter of his time is spent on this activity during securities trading hours.
Employment History
Current Registrations
Fwg Investments, LLC
Previous Registrations
Thrivent Investment Management INC.
Thrivent Investment Management INC.Broker
Edward Jones
Edward JonesBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.