MW
MW

Michael E Warch

11 Years of Experience
Broker
Areas of Practice
Financial Planning & CoachingRetirement PlanningTax PlanningEstate PlanningInvestment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
12 advisors
Number of Clients
1,320 clients
Average Client Portfolio
$857K average
Assets Under Management
$1.1B

Fee Structure

Minimum Investment:$500K
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.00%
$1.0M - $2.0M0.85%
$2.0M - $5.0M0.75%
$5.0M - $10.0M0.55%
$10M+0.40%

The annual rate based on the Fee Schedules are negotiable fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

1655 Valley Center Parkway, Suite 100, Bethlehem, PA, 18017

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Valley National Investments, INC.Broker
June 2018 - Present · 7 yrs 8 mos
Valley National Advisers INC
June 2018 - Present · 7 yrs 8 mos
Previous Registrations
M&t Securities, INC.Broker
October 2016 - May 2018 · 1 yr 7 mos
M&t Securities, INC.
October 2016 - May 2018 · 1 yr 7 mos
Edward Jones
June 2014 - June 2016 · 2 yrs
Edward JonesBroker
June 2014 - June 2016 · 2 yrs
Edward JonesBroker
January 2014 - March 2014 · 2 mos
State Registrations1 state
PA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.