Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
23 advisors
Number of Clients
54 clients
Average Client Portfolio
$586.8M average
Assets Under Management
$31.7B

Fee Structure

Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $25.0M0.25%
$25.0M - $50.0M0.20%
$50.0M - $100.0M0.15%
$100.0M - $250.0M0.10%
$250.0M - $500.0M0.06%
$500M+0.04%

Fees are negotiable on a case-by-case basis.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

2700 Via Fortuna, Suite 410, Austin, TX, 78746

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Hilltop Securities Asset Management, LLC
December 2016 - Present · 9 yrs 2 mos
Hilltop Securities INC.Broker
January 2016 - Present · 10 yrs 1 mo
Previous Registrations
Hilltop Securities INC.
January 2019 - January 2019 · 0 mos
Hilltop Securities INC.
June 2016 - December 2018 · 2 yrs 6 mos
First Southwest Company, LLCBroker
August 2013 - January 2016 · 2 yrs 5 mos
State Registrations3 states
AZFLTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.