John Barker is a registered investment advisor at Sprott Asset Management USA INC., based in Darien, CT, with 11 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 2,613 clients with $4.6B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
22 advisors
Number of Clients
2,613 clients
Average Client Portfolio
$1.8M average
Assets Under Management
$4.6B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees are subject to negotiation at the sole discretion of SAM USA and will typically vary according to several factors, such as: the type of client; the discretionary authority granted to the Adviser; the total assets under management; and other business considerations.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

320 Post Road, Suite 230, Darien, CT, 06820

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

John is involved in several outside business activities, including selling gold leases and bullion, facilitating an AirBnB rental, blogging, referring clients for wine investments, brokering whiskey investments, and owning a blueberry farm. These activities take up minimal time to about 10-20% of his time.

Employment History
Current Registrations
Sprott Asset Management USA INC.
May 2016 - Present · 9 yrs 11 mos
Sprott Global Resource Investments LTDBroker
May 2016 - Present · 9 yrs 11 mos
Previous Registrations
Euro Pacific Capital, INC.
August 2015 - April 2016 · 8 mos
Euro Pacific Capital, INC.Broker
August 2014 - April 2016 · 1 yr 8 mos
State Registrations52 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.