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Augusto Jose De Luna

12 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
21 advisors
Number of Clients
3,226 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$3.5B

Fee Structure

Minimum Investment:$500K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K1.50%
$500K - $1.0M1.25%
$1.0M - $3.0M1.00%
$3.0M - $5.0M0.85%
$5.0M - $10.0M0.70%
$10.0M - $35.0M0.55%
$35.0M - $50.0M0.45%
$50M+0.40%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

200 East Las Olas Boulevard, 19th Floor, Fort Lauderdale, FL, 33301

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Augusto is an independent contractor and owner of Flat Six LLC, created to receive compensation from Provenance Wealth. He is also an investment advisor at Provenance Wealth Advisors, sells non-variable insurance products, and receives referral fees.

Employment History
Current Registrations
Provenance Wealth Advisors
October 2024 - Present · 1 yr 4 mos
Pwa Securities, LLCBroker
August 2023 - Present · 2 yrs 6 mos
Previous Registrations
Raymond James Financial Services, INC.Broker
December 2021 - August 2023 · 1 yr 8 mos
J.P. Morgan Securities LLCBroker
June 2013 - November 2021 · 8 yrs 5 mos
State Registrations10 states
AZCACOFLGALANJNYOHSD
AdvisorBrokerBoth
Exams
No exam information available for this advisor.