BC
BC

Benjamin James Colter

12 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
262 advisors
Number of Clients
71,370 clients
Average Client Portfolio
$3.6M average
Assets Under Management
$259.9B

Fee Structure

Financial Planning:Investment management only
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Location

333 West Wacker Drive, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Benjamin is the sole proprietor of Colter Manor, an Airbnb rental property, since 2018. This activity is not investment-related and takes about 10-20% of Benjamin's time.

Employment History
Current Registrations
Nuveen Asset Management, LLC
July 2022 - Present · 3 yrs 7 mos
Nuveen Securities, LLC
March 2022 - Present · 3 yrs 11 mos
Nuveen Securities, LLCBroker
March 2022 - Present · 3 yrs 11 mos
Previous Registrations
Janus Henderson Distributors US LLCBroker
July 2014 - March 2022 · 7 yrs 8 mos
AXA Advisors, LLC
January 2014 - July 2014 · 6 mos
AXA Advisors, LLCBroker
May 2013 - July 2014 · 1 yr 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Benjamin James Colter - Financial Advisor | TrueAdvisor