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Christopher Ferraro

12 Years of Experience
Broker

Christopher Ferraro is a registered investment advisor at Highpoint Planning Partners, based in Downers Grove, IL, with 12 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 8,096 clients with $4B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
112 advisors
Number of Clients
8,096 clients
Average Client Portfolio
$494K average
Assets Under Management
$4.0B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)

HighPoint Advisor Group charges an annual fee based on the value of your portfolio, ranging from 0% to 2.20%. This fee is billed quarterly in advance. If you end your agreement before the quarter is over, you'll receive a prorated refund for the remaining days.

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Location

2651 Warrenville Road, Suite 200, Downers Grove, IL, 60515

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Christopher is an Investment Advisor Representative with HighPoint Advisor Group, LLC and a Registered Representative with LPL Financial LLC since April 2025, spending nearly all of his time on these activities. He also operates HighPoint Planning Partners as a DBA for his LPL business, dedicating about a quarter of his time to it.

Employment History
Current Registrations
Highpoint Planning Partners
April 2025 - Present · 1 yr
LPL Financial LLCBroker
April 2025 - Present · 1 yr
Previous Registrations
Northern Trust Securities, INC
March 2021 - April 2025 · 4 yrs 1 mo
Northern Trust Securities, INC.Broker
March 2021 - April 2025 · 4 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
November 2019 - March 2021 · 1 yr 4 mos
Wells Fargo Clearing Services, LLC
November 2019 - March 2021 · 1 yr 4 mos
J.P. Morgan Securities LLC
March 2016 - November 2019 · 3 yrs 8 mos
J.P. Morgan Securities LLCBroker
May 2013 - November 2019 · 6 yrs 6 mos
State Registrations26 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.