ER
ER

Eric Zachary Rosen

11 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
10 advisors
Number of Clients
7,107 clients
Average Client Portfolio
$807K average
Assets Under Management
$5.7B

Fee Structure

Minimum Investment:$250K
Financial Planning:Investment management only
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Location

2121 Avenue of the Stars, Suite 1600, Los Angeles, CA, 90067

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Eric is the CCO, Chief Growth and Strategy Officer for Signature Investment Advisors, LLC and SEIA LLC, registered investment advisors, dedicating full-time hours to each. He also holds a CA insurance license for supervisory purposes, spending minimal time on it.

Employment History
Current Registrations
Signature Estate Securities, LLCBroker
September 2022 - Present · 3 yrs 5 mos
Signature Intelligent Portfolios, LLC
August 2018 - Present · 7 yrs 6 mos
Signature Investment Advisors, LLC
August 2018 - Present · 7 yrs 6 mos
Seia
July 2016 - Present · 9 yrs 7 mos
Previous Registrations
Royal Alliance Associates, INC.Broker
November 2018 - September 2022 · 3 yrs 10 mos
Signator Investors, INC.Broker
July 2016 - November 2018 · 2 yrs 4 mos
Wedbush Securities INC.
January 2016 - May 2016 · 4 mos
Wedbush Securities INC.Broker
February 2014 - May 2016 · 2 yrs 3 mos
State Registrations51 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.