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Eric Rosen

11 Years of Experience
BrokerSells Insurance

Eric Rosen is a registered investment advisor, based in Los Angeles, CA, with 11 years of industry experience.

Location

2121 Avenue of the Stars, Suite 1600, Los Angeles, CA, 90067

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Eric is the CCO, Chief Growth and Strategy Officer for Signature Investment Advisors, LLC and SEIA LLC, registered investment advisors, dedicating full-time hours to each. He also holds a CA insurance license for supervisory purposes, spending minimal time on it.

Employment History
Current Registrations
Signature Estate Securities, LLCBroker
September 2022 - Present · 3 yrs 7 mos
Signature Investment Advisors, LLC
August 2018 - Present · 7 yrs 8 mos
Seia
July 2016 - Present · 9 yrs 9 mos
Previous Registrations
Royal Alliance Associates, INC.Broker
November 2018 - September 2022 · 3 yrs 10 mos
Signature Intelligent Portfolios, LLC
August 2018 - December 2025 · 7 yrs 4 mos
Signator Investors, INC.Broker
July 2016 - November 2018 · 2 yrs 4 mos
Wedbush Securities INC.
January 2016 - May 2016 · 4 mos
Wedbush Securities INC.Broker
February 2014 - May 2016 · 2 yrs 3 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.