TrueAdvisor
TrueAdvisor
AU
ChFC
AU
ChFC

Alessandro Ugge

Bok Financial Advisors
12 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Bok Financial Advisors
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
137 advisors
Number of Clients
3,179 clients
Average Client Portfolio
$263K average
Assets Under Management
$835.6M

Fee Structure

Minimum Investment:$1K

Location

5601 Granite Parkway, Stes. 400 & 1300, Plano, TX, 75024

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Bok Financial Private Wealth, INC.
September 2023 - Present · 2 yrs 5 mos
Bok Financial Advisors
September 2023 - Present · 2 yrs 5 mos
Bok Financial Securities, INC.Broker
September 2023 - Present · 2 yrs 5 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2020 - September 2023 · 3 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2020 - September 2023 · 3 yrs
Bbva Wealth Solutions INC.
October 2018 - September 2020 · 1 yr 11 mos
Bbva Securities INC.Broker
September 2018 - September 2020 · 2 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2016 - September 2018 · 1 yr 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2016 - September 2018 · 1 yr 11 mos
Citigroup Global Markets INC.
June 2013 - September 2016 · 3 yrs 3 mos
Citigroup Global Markets INC.Broker
May 2013 - September 2016 · 3 yrs 4 mos
State Registrations9 states
CACOCTFLMDNJOKTXWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.