William Baris
William Baris is a registered investment advisor at Spartan Capital Private Wealth Management LLC, based in Manorville, NY, with 10 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 20 clients with $6.7M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SCPWM charges an annual fee for portfolio management services, ranging from 0.50% to 2.50% of the market value of your assets. The specific fee depends on the value of your assets, the complexity of services provided, and the level of administration requested. Fees are billed quarterly in advance. The advisory fee is negotiable based on individual client circumstances. SCPWM may combine account values of family members to determine the applicable advisory fee.
Location
Manorville, NY
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Regulatory History (2)
Regulatory
June 2020Judgment / Lien
March 2020Employment History
Current Registrations
Spartan Capital Private Wealth Management LLC
Spartan Capital Securities, LLCBroker
Spartan Capital Securities, LLC
Previous Registrations
Phx Financial, INC.Broker
Cova Capital Partners LLCBroker
Network 1 Financial Securities INC.Broker
Joseph Stone Capital L.L.C.Broker
Allied Millennial Partners, LLCBroker
Arive Capital MarketsBroker
First Standard Financial Company LLCBroker
Rockwell Global Capital LLCBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.