AS
AS

Andrew M Smith

10 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Fee-Only (AUM)
Firm Size
30 advisors
Number of Clients
1,571 clients
Average Client Portfolio
$735K average
Assets Under Management
$1.2B

Fee Structure

Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1000K1.50%
$1.0M - $5.0M1.00%
$5.0M - $10.0M0.75%
$10.0M - $20.0M0.50%
$20M+0.40%

Advisory fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

9665 Wilshire Boulevard, Suite 250, Beverly Hills, CA, 90212

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Andrew owns The Master of Coin LLC, an e-commerce platform selling collectibles, dedicating a few hours per week. He is also a Group Director Investments - Senior Vice President at New York Community Bancorp (NYCB), the parent company for Flagstar Advisors, Inc., spending time weekly on this investment-related activity.

Employment History
Current Registrations
Flagstar Advisors, INC.
January 2025 - Present · 1 yr 1 mo
Flagstar AdvisorsBroker
July 2021 - Present · 4 yrs 7 mos
Previous Registrations
Flagstar Advisors, INC.
July 2021 - December 2024 · 3 yrs 5 mos
Hsbc Securities (USA) INC.
July 2017 - July 2021 · 4 yrs
Hsbc Securities (USA) INC.Broker
July 2016 - July 2021 · 5 yrs
Hsbc Securities (USA) INC.Broker
April 2013 - July 2014 · 1 yr 3 mos
State Registrations21 states
AZCACOCTDEFLIDILMAMDNCNJNMNVNYORPATXVTWAWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.