KN
CFP
KN
CFP

Keith Edward Nicholson

8 Years of Experience
BrokerSells Insurance
Areas of Practice
Retirement PlanningFinancial Planning & CoachingInvestment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
10087 advisors
Number of Clients
584,487 clients
Average Client Portfolio
$280K average
Assets Under Management
$163.8B

Fee Structure

Minimum Investment:$5K
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Location

141 Union Blvd Ste 350, Lakewood, CO, 80228

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Keith sells life insurance, annuities, and long-term care products as an insurance agent, dedicating minimal time to this activity. He also works full-time as an advisor for Hinds Financial Group and as a registered representative for Cetera Advisor Networks LLC, both SEC/FINRA-registered firms.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 8 mos
Hinds Financial Group INC
December 2022 - Present · 3 yrs 2 mos
Cetera Wealth Services, LLCBroker
September 2021 - Present · 4 yrs 5 mos
Previous Registrations
Cetera Advisor Networks LLC
September 2021 - June 2023 · 1 yr 9 mos
LPL Financial LLCBroker
November 2017 - September 2021 · 3 yrs 10 mos
State Registrations3 states
COFLSC
AdvisorBrokerBoth
Exams
No exam information available for this advisor.