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Christopher Nichols

12 Years of Experience
BrokerSells Insurance

Christopher Nichols is a registered investment advisor at Independence Capital CO., INC., based in Parma, OH, with 12 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 295 clients with $100M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
24 advisors
Number of Clients
295 clients
Average Client Portfolio
$339K average
Assets Under Management
$99.9M

Fee Structure

Minimum Investment:$10K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.50%
$250K - $500K1.50%
$500K - $2.5M1.00%
$2.5M - $10.0M0.75%
$10M+0.50%

Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

5579 Pearl Road, Suite 100, Parma, OH, 44129

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Christopher owns Nicholas and Associates Inc., selling fixed life, annuity, health, disability, and long-term care insurance, taking about half of his time. He also owns Innovatus Group Benefits LLC and Innovatus Financial, LLC, both involved in insurance sales, dedicating about 10-20% of his time to each.

Employment History
Current Registrations
Independence Capital CO., INC.
December 2019 - Present · 6 yrs 4 mos
Independence Capital CO., INC.
December 2019 - Present · 6 yrs 4 mos
Independence Capital CO., INC.Broker
December 2019 - Present · 6 yrs 4 mos
Previous Registrations
Oneamerica Securities, INC.
September 2014 - December 2019 · 5 yrs 3 mos
Oneamerica Securities, INC.Broker
September 2014 - December 2019 · 5 yrs 3 mos
AXA Advisors, LLC
June 2014 - October 2014 · 4 mos
AXA Advisors, LLCBroker
April 2013 - October 2014 · 1 yr 6 mos
State Registrations6 states
CAFLIAMDOHPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Nichols - Financial Advisor | TrueAdvisor