Kathryn Aiksnoras Dennen

Compass Financial Management LLC

11 Years of Experience

1 Disclosure

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningHigh Net Worth

Compass Financial Management LLC

Compensation

Fee-Only (AUM)

Firm Size

34 advisors

Number of Clients

1,350 clients

Average Client Portfolio

$384K average

Assets Under Management

$519.0M

Fee Structure

Minimum Investment:$250K

Financial Planning:Investment management only

AUM-Based Fees (Tiered)

Assets Under Management	Annual Fee
Up to $1.0M	1.95%
$1.0M - $3.0M	1.75%
$3.0M - $5.0M	1.50%
$5M+	1.00%

Fees are negotiable.

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

Minimum Annual Fee:$1,200

Location

Oxford, CT

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History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Employment Separation After Allegations

December 2019

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Employment History

Current Registrations

Compass Financial Management LLC

December 2020 - Present · 5 yrs 2 mos

Previous Registrations

United Planners' Financial Services of America a Limited PartnerBroker

December 2019 - December 2019 · 0 mos

Capital Analysts

April 2016 - December 2020 · 4 yrs 8 mos

Lincoln Investment

April 2016 - December 2020 · 4 yrs 8 mos

Lincoln InvestmentBroker

December 2015 - December 2019 · 4 yrs

Nylife Securities LLCBroker

June 2014 - November 2015 · 1 yr 5 mos

Metlife Securities INC.Broker

November 2013 - April 2014 · 5 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.