Andrew Jerome Goo

Trueplan Benefit and Retirement Advisors

12 Years of Experience

Broker

View SEC Summary

Areas of Practice

Retirement PlanningInvestment Management

Trueplan Benefit and Retirement Advisors

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

7 advisors

Number of Clients

48 clients

Average Client Portfolio

$94.8M average

Assets Under Management

$4.6B

Fee Structure

Financial Planning:Investment management only

Location

One Empire Drive, Rensselaer, NY, 12144

Get directions

History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

Andrew receives rental income from a two-family house he owns. This activity is not investment-related.

Employment History

Current Registrations

Healthcare Community Securities CORP.Broker

January 2020 - Present · 6 yrs 1 mo

Trueplan Benefit and Retirement Advisors

January 2020 - Present · 6 yrs 1 mo

Healthcare Community Securities CORP.

January 2020 - Present · 6 yrs 1 mo

Previous Registrations

Transamerica Retirement Advisors, LLC

February 2016 - January 2020 · 3 yrs 11 mos

Transamerica Investors Securities CorporationBroker

July 2015 - January 2020 · 4 yrs 6 mos

Nationwide Investment Services CorporationBroker

April 2013 - July 2015 · 2 yrs 3 mos

State Registrations3 states

NJNYPA

AdvisorBrokerBoth

Exams

No exam information available for this advisor.