Alexander Peets
Alexander Peets is a registered investment advisor at Silver Oak Securities, INC., based in Simi Valley, CA, with 12 years of industry experience. Alexander operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 8,671 clients with $2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Silver Oak Securities offers investment management through its Compass and AdvisorFX programs. The advisor fee is negotiable, with a maximum of 2% of assets. In addition to the advisor fee, there is a platform fee that includes a flat $45 per year and an asset-based fee between 0.08% and 0.15% for Compass accounts, and 0.20% for AdvisorFX accounts. Fees are billed quarterly or monthly, either in arrears or in advance. The platform fee covers access to account data, performance reporting, and other services.
Location
2655 1st Street, Suite 250, Simi Valley, CA, 93065
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Regulatory History (1)
Criminal
July 1994Other Business ActivitiesSells Insurance
Alexander sells fixed insurance products, including life, disability, annuities, and long-term care, and also works with HBW Insurance & Financial Services selling life and disability insurance. He also owns Stepwise Financial, Inc. and works as an advisory representative for HBW Advisory Services LLC, dedicating about a quarter of his time to Stepwise Financial and about a quarter of his time to HBW Advisory Services.
Employment History
Current Registrations
Silver Oak Securities, IncorporatedBroker
Hbw Advisory Services LLC
Previous Registrations
Cetera Wealth Services, LLCBroker
Hbw Securities LLCBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.