Alex Cody Goossen

Bok Financial Advisors

11 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Bok Financial Advisors

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

137 advisors

Number of Clients

3,179 clients

Average Client Portfolio

$263K average

Assets Under Management

$835.6M

Fee Structure

Minimum Investment:$1K

Location

One Williams Center, Tulsa, OK, 74172

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Bok Financial Advisors

January 2015 - Present · 11 yrs 1 mo

Bok Financial Securities, INC.Broker

January 2015 - Present · 11 yrs 1 mo

Previous Registrations

Hornor, Townsend & Kent, INC.

October 2013 - March 2014 · 5 mos

Hornor, Townsend & Kent, INC.Broker

February 2013 - March 2014 · 1 yr 1 mo

State Registrations41 states

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AdvisorBrokerBoth

Exams

No exam information available for this advisor.