TrueAdvisor
TrueAdvisor
DW
DW

Daniel Peter Walsh

New York Life Investment Management LLC
12 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
New York Life Investment Management LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
82 advisors
Number of Clients
1,042 clients
Average Client Portfolio
$108.6M average
Assets Under Management
$113.2B

Fee Structure

Minimum Investment:$100K
Financial Planning:Investment management only

Location

51 Madison Avenue, New York, NY, 10010

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
New York Life Investment Management LLC
September 2015 - Present · 10 yrs 5 mos
Nylife Distributors LLC
September 2015 - Present · 10 yrs 5 mos
Nylife Distributors LLCBroker
September 2015 - Present · 10 yrs 5 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2013 - September 2015 · 2 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2013 - September 2015 · 2 yrs 5 mos
State Registrations2 states
CTNY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.