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CFP
TB
CFP

Todd Michael Bendell

Optima Capital Management
12 Years of Experience
4 Disclosures
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth
Optima Capital Management
Compensation
Fee-Only (AUM)
Firm Size
4 advisors
Number of Clients
163 clients
Average Client Portfolio
$715K average
Assets Under Management
$116.5M

Fee Structure

Location

222 S Mill Ave, Ste 800, Tempe, AZ, 85281

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
November 2020
Final
Employment Separation After Allegations
September 2019
Customer Dispute
February 2016
Denied
Criminal
October 2008
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Todd is a General Partner at Amphibian Capital, managing portfolios for private funds, dedicating about 10-20% of his time. He also teaches yoga, breathwork, and sound at Ecstatic Vinyasa for minimal time.

Employment History
Current Registrations
Optima Capital Management
November 2019 - Present · 6 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2013 - October 2019 · 6 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2013 - October 2019 · 6 yrs 3 mos
State Registrations2 states
AZTX
Advisor
Exams
No exam information available for this advisor.