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Brian C Witherby

12 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningSocially Responsible InvestingTax Planning
Compensation
Fee-Only (AUM)
Firm Size
82 advisors
Number of Clients
655 clients
Average Client Portfolio
$268K average
Assets Under Management
$175.8M

Fee Structure

Minimum Investment:$75K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K1.50%
$250K - $500K1.40%
$500K - $750K1.30%
$750K+1.10%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$250
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Location

3860 Race Rd, Suite 105, Cincinnati, OH, 45211

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Brian is a full-time sales agent for Western Southern Life. He also owns Aloha Sands LLC, a rental property, and spends a few hours per week as a course facilitator for the American College of Financial Services.

Employment History
Current Registrations
W&s Brokerage Services, INC.
June 2020 - Present · 5 yrs 8 mos
W&s Brokerage Services, INC.Broker
June 2013 - Present · 12 yrs 8 mos
State Registrations6 states
CACOFLINKYOH
AdvisorBrokerBoth
Exams
No exam information available for this advisor.