Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
51 advisors
Number of Clients
4,698 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$6.3B

Fee Structure

Minimum Investment:$500K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.00%
$1.0M - $3.0M0.90%
$3.0M - $5.0M0.80%
$5.0M - $10.0M0.70%
$10M+0.50%

Portfolio management fees may be negotiable in limited instances and in CIA’s sole discretion.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

8101 E. Prentice Avenue, Suite 1000, Greenwood Village, CO, 80111

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Capital Investment Advisors, LLC
January 2022 - Present · 4 yrs 1 mo
Previous Registrations
Personal Capital Advisors Corporation
January 2016 - September 2021 · 5 yrs 8 mos
Thrivent Investment Management INC.Broker
June 2013 - January 2016 · 2 yrs 7 mos
State Registrations2 states
COTX
Advisor
Exams
No exam information available for this advisor.