MS
MS

Maxime Killian Shaughnessy

11 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
23 advisors
Number of Clients
31 clients
Average Client Portfolio
$1.5B average
Assets Under Management
$46.8B

Fee Structure

Financial Planning:Investment management only
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Location

901 Marquette Aveue, Suite 2500, Minneapolis, MN, 55402

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Thrivent Asset Management, LLC
July 2019 - Present · 6 yrs 7 mos
Thrivent Distributors, LLC
January 2019 - Present · 7 yrs 1 mo
Thrivent Distributors, LLCBroker
January 2019 - Present · 7 yrs 1 mo
Previous Registrations
Thrivent Investment Management INC.Broker
January 2019 - June 2019 · 5 mos
Thrivent Investment Management INC.
January 2019 - June 2019 · 5 mos
Locorr Distributors, LLCBroker
April 2017 - August 2018 · 1 yr 4 mos
Ameriprise Financial Services, INC.
June 2016 - February 2017 · 8 mos
Ameriprise Financial Services, INC.Broker
June 2016 - February 2017 · 8 mos
Ameriprise Financial Services, INC.
April 2013 - September 2015 · 2 yrs 5 mos
Ameriprise Financial Services, INC.Broker
February 2013 - September 2015 · 2 yrs 7 mos
State Registrations50 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.