MS
MS

Maxime Shaughnessy

11 Years of Experience
Broker

Maxime Shaughnessy is a registered investment advisor at Thrivent Asset Management, LLC, based in Minneapolis, MN, with 11 years of industry experience. Maxime operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 31 clients with $47B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
23 advisors
IM Fee
Planning only
Assets Under Management
$46.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

901 Marquette Aveue, Suite 2500, Minneapolis, MN, 55402

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Thrivent Asset Management, LLC
July 2019 - Present · 6 yrs 9 mos
Thrivent Distributors, LLCBroker
January 2019 - Present · 7 yrs 3 mos
Thrivent Distributors, LLC
January 2019 - Present · 7 yrs 3 mos
Previous Registrations
Thrivent Investment Management INC.
January 2019 - June 2019 · 5 mos
Thrivent Investment Management INC.Broker
January 2019 - June 2019 · 5 mos
Locorr Distributors, LLCBroker
April 2017 - August 2018 · 1 yr 4 mos
Ameriprise Financial Services, INC.
June 2016 - February 2017 · 8 mos
Ameriprise Financial Services, INC.Broker
June 2016 - February 2017 · 8 mos
Ameriprise Financial Services, INC.
April 2013 - September 2015 · 2 yrs 5 mos
Ameriprise Financial Services, INC.Broker
February 2013 - September 2015 · 2 yrs 7 mos
State Registrations50 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.