Alison Stine
Alison Stine is a CFP-designated registered investment advisor at Gwn Securities INC., based in Scottsdale, AZ, with 11 years of industry experience. Alison operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 37,091 clients with $3.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
GWN Securities offers several managed account programs with fees based on a percentage of your portfolio's value. These fees are typically billed quarterly. The specific fees vary depending on the program you choose and the amount you invest. Some programs have minimum account sizes and platform fees. GWN's fees do not include brokerage and custodial services. GWN may also recommend third-party money managers, which will result in additional fees.
Location
Scottsdale, AZ
Get directionsHistory
Regulatory History (3)
Customer Dispute
November 2020Regulatory
November 2020Employment Separation After Allegations
October 2020Other Business ActivitiesSells Insurance
Alison is a licensed insurance agent providing life, accident, health, and long-term care insurance options to clients, dedicating a few hours per week to this activity. She is also a financial professional and the member/manager of Stine Wealth Management LLC, spending nearly full-time hours on these investment-related activities.
Employment History
Current Registrations
Gwn Securities INC.
Gwn Securities INC.Broker
Previous Registrations
Equitable Advisors, LLC
Equitable Advisors, LLCBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.