FL
ChFC
FL
ChFC

Farrel Alain Liger

10 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningInsurance Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
24 advisors
Number of Clients
218 clients
Average Client Portfolio
$289K average
Assets Under Management
$62.9M

Fee Structure

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Location

80 Broad Street, 29th Floor, New York, NY, 10004

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Farrel is involved with several outside business activities. These include a non-profit educational service organization, a customer service business for transportation needs, teaching continuing education courses to CPAs, and a non-profit providing support programs for low-income individuals.

Employment History
Current Registrations
Atcap Partners, LLC
July 2022 - Present · 3 yrs 7 mos
Ceros Financial Services, INC.Broker
July 2022 - Present · 3 yrs 7 mos
Previous Registrations
National Asset Management, INC.
April 2017 - July 2022 · 5 yrs 3 mos
National Securities CorporationBroker
May 2015 - July 2022 · 7 yrs 2 mos
State Registrations27 states
AZCACOCTDCFLGAILINKSLAMAMDMEMIMNNCNJNVNYOHPATXVAWAWIWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.