AB
AB

Alexander Joseph Baines

12 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
Compensation
Fee-Only (AUM)
Firm Size
26 advisors
Number of Clients
105 clients
Average Client Portfolio
Not specified

Fee Structure

Minimum Investment:$5K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $100K0.65%
$100K - $250K0.60%
$250K - $400K0.55%
$400K - $500K0.50%
$500K+0.45%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Louisville, KY

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Nationwide Securities, LLCBroker
January 2019 - Present · 7 yrs 1 mo
Nationwide Securities, LLC
October 2018 - Present · 7 yrs 4 mos
Previous Registrations
Jefferson National Securities CorporationBroker
February 2013 - January 2019 · 5 yrs 11 mos
State Registrations51 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.