TrueAdvisor
TrueAdvisor
OB
OB

Owen Burns

Smith Group Asset Management, LLC
12 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Smith Group Asset Management, LLC
Compensation
Fee-Only (AUM)
Firm Size
5 advisors
Number of Clients
1,509 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$1.7B

Fee Structure

Financial Planning:Investment management only

Location

100 Crescent Court, Dallas, TX, 75201

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Smith Group Asset Management, LLC
January 2023 - Present · 3 yrs 1 mo
Cantor Fitzgerald & CO.
September 2021 - Present · 4 yrs 5 mos
Cantor Fitzgerald & CO.Broker
September 2021 - Present · 4 yrs 5 mos
Previous Registrations
Cantor Fitzgerald Investment Advisors
September 2021 - January 2023 · 1 yr 4 mos
PNC Managed Account Solutions, INC.
October 2016 - September 2021 · 4 yrs 11 mos
Bbva Securities INC.Broker
May 2014 - September 2021 · 7 yrs 4 mos
New England SecuritiesBroker
November 2012 - April 2014 · 1 yr 5 mos
State Registrations1 state
AL
AdvisorBrokerBoth
Exams
No exam information available for this advisor.