TrueAdvisor
TrueAdvisor
JT
JT

Joseph Tierney

Raymond James Investment Management
12 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Raymond James Investment Management
Compensation
Fee-Only (AUM)
Firm Size
22 advisors
Number of Clients
3 clients
Average Client Portfolio
$5.5B average
Assets Under Management
$16.4B

Fee Structure

Financial Planning:Investment management only

Location

Minneapolis, MN

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James Investment Management
November 2018 - Present · 7 yrs 3 mos
Carillon Fund Distributors, INC.
November 2018 - Present · 7 yrs 3 mos
Carillon Fund Distributors, INC.Broker
November 2018 - Present · 7 yrs 3 mos
Previous Registrations
Putnam Investment Management, LLC
September 2015 - October 2018 · 3 yrs 1 mo
Putnam Retail Management Limited PartnershipBroker
December 2012 - October 2018 · 5 yrs 10 mos
State Registrations6 states
FLIAMNNDSDWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.