SN
CFP
SN
CFP

Stephen Brooks Nelson

11 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningBusiness OwnersHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
412 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$440.1M

Fee Structure

Minimum Investment:$500K
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Location

1207 S. White Chapel Blvd, Suite 150, Southlake, TX, 76092

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Stephen holds the Accredited Investment Fiduciary (AIF) and Certified Exit Planning Advisor (CEPA) designations. These are professional certifications related to investment and exit planning.

Employment History
Current Registrations
Mills Wealth Advisors, LLC
April 2018 - Present · 7 yrs 10 mos
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
July 2014 - April 2018 · 3 yrs 9 mos
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.