Adam Schreiber

Hartford Funds

11 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Hartford Funds

Compensation

Fee-Only (AUM)

Firm Size

48 advisors

Number of Clients

76 clients

Average Client Portfolio

$1.8B average

Assets Under Management

$137.8B

Location

690 Lee Road, Wayne, PA, 19087

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Hartford Funds

August 2015 - Present · 10 yrs 6 mos

Hartford Funds Distributors, LLC

August 2015 - Present · 10 yrs 6 mos

Hartford Funds Distributors, LLCBroker

August 2015 - Present · 10 yrs 6 mos

Previous Registrations

Pershing LLCBroker

June 2014 - July 2015 · 1 yr 1 mo

AXA Advisors, LLCBroker

October 2013 - January 2014 · 3 mos

State Registrations52 states

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AdvisorBrokerBoth

Exams

No exam information available for this advisor.