KH
KH

Katherine Handley

13 Years of Experience

Katherine Handley is a registered investment advisor at Kawa Capital Management, INC., based in Hallandale Beach, FL, with 13 years of industry experience. Katherine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 63 clients with $3B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9 advisors
Number of Clients
63 clients
Average Client Portfolio
$47.9M average
Assets Under Management
$3.0B

Fee Structure

Investment management only (planning not offered)

Kawa Capital Management manages investments for private funds and separately managed accounts.

For private funds, Kawa typically receives management compensation ranging from 1% to 2% per year of the fund's net assets. Kawa may also receive performance-based compensation ranging from 10% to 20% of each investor’s share of the profits of the funds.

Fees for separately managed accounts vary and are negotiated on a case-by-case basis. These fees typically consist of management compensation based on the value of the assets Kawa manages.

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Location

1010 South Federal Highway, Suite 2900, Hallandale Beach, FL, 33009

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Kawa Capital Management, INC.
December 2012 - Present · 13 yrs 4 mos
State Registrations1 state
FL
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.