CG
CG

Connie Crystal Gorczyca

11 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
63 advisors
Number of Clients
3,823 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$7.1B

Fee Structure

Minimum Investment:$25K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $100K1.50%
$100K - $500K1.15%
$500K - $1.0M1.00%
$1M+0.90%

This schedule applies to the Mutual Fund Series, Mutual Fund Series – Retirement Accounts, Mutual Fund Series – Index Portfolio and Mutual Fund Series portion of the Combined Series. The standard Advisory Fee for the Personal Bond Strategy is a fixed, non-tiered rate of 0.70%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

200 Park Avenue, New York, NY, 10166

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Connie discusses banking, credit, and lending services provided by BNY Mellon Wealth Management.

Employment History
Current Registrations
Bny Mellon Securities CorporationBroker
March 2019 - Present · 6 yrs 11 mos
Bny Mellon Securities Corporation
March 2019 - Present · 6 yrs 11 mos
Bny Mellon Securities Corporation
March 2019 - Present · 6 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
December 2017 - August 2018 · 8 mos
Wells Fargo Clearing Services, LLCBroker
December 2017 - August 2018 · 8 mos
Morgan Stanley
July 2016 - June 2017 · 11 mos
Morgan StanleyBroker
July 2016 - June 2017 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2013 - February 2016 · 3 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2012 - February 2016 · 3 yrs 2 mos
State Registrations51 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.