Anthony Romeo

Gwn Securities INC.

11 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementFinancial Planning & Coaching

Gwn Securities INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

487 advisors

Number of Clients

37,091 clients

Average Client Portfolio

$98K average

Assets Under Management

$3.7B

Fee Structure

Minimum Investment:$2K

Location

302 West 12th St., New York, NY, 10014

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Gwn Securities INC.

July 2025 - Present · 7 mos

Gwn Securities INC.Broker

July 2025 - Present · 7 mos

Previous Registrations

J.P. Morgan Securities LLC

December 2015 - July 2025 · 9 yrs 7 mos

J.P. Morgan Securities LLCBroker

December 2015 - July 2025 · 9 yrs 7 mos

Gwn Securities INC.Broker

June 2014 - December 2015 · 1 yr 6 mos

State Registrations1 state

AdvisorBrokerBoth

Exams

No exam information available for this advisor.