Shane Caldwell is a CFP-designated registered investment advisor at Tvamp, LLC, based in Knoxville, TN, with 12 years of industry experience. Shane operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 1 more. Their firm serves 2,612 clients with $1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 2.00% |
| $100K - $300K | 1.75% |
| $300K - $750K | 1.50% |
| $750K - $1.5M | 1.25% |
| $1.5M+ | 1.00% |
Fee Estimator
Location
6025 Brookvale Lane, Suite 160, Knoxville, TN, 37919
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Shane provides investment advisory services through Tennessee Valley Asset Management Partners, LLC, dedicating nearly full-time hours to this activity. Shane is also an agent for Tennessee Brokerage Agency selling non-variable insurance, spending a few hours per week on this.
Employment History
Current Registrations
Tvamp, LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Cetera Advisor Networks LLCBroker
Girard Securities, INC.Broker
United Capital Financial Advisers
Ronald Blue & CO. LLC
State Registrations17 states
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