JW
JW

James a Williams

12 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
11 advisors
Number of Clients
565 clients
Average Client Portfolio
$962K average
Assets Under Management
$543.6M

Fee Structure

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Location

576 Warren Street, Dorchester, MA, 02121

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

James is an accountant who occasionally offers clients advice or products related to this activity. Hoopoe Advisors always acts in the client's best interest.

Employment History
Current Registrations
Hoopoe Advisors
October 2017 - Present · 8 yrs 4 mos
Previous Registrations
LPL Financial LLC
October 2012 - July 2017 · 4 yrs 9 mos
State Registrations1 state
MA
Advisor
Exams
No exam information available for this advisor.
James A Williams - Financial Advisor | TrueAdvisor