Adam James Maddox

LPL Enterprise, LLC

11 Years of Experience

1 DisclosureBroker

View SEC Summary

Areas of Practice

Retirement PlanningEducation PlanningEstate PlanningTax PlanningDivorce PlanningInvestment Management

LPL Enterprise, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

2725 advisors

Number of Clients

86,726 clients

Average Client Portfolio

$217K average

Assets Under Management

$18.9B

Fee Structure

Location

9900 W. 109th Street, Suite 120A, Overland Park, KS, 66210

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History

Regulatory History (1)

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Criminal

February 2016

Final Disposition

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Employment History

Current Registrations

LPL Enterprise, LLC

November 2024 - Present · 1 yr 3 mos

LPL Enterprise, LLCBroker

November 2024 - Present · 1 yr 3 mos

Previous Registrations

Prudential Financial Planning Services

July 2019 - November 2024 · 5 yrs 4 mos

Pruco Securities, LLC.Broker

June 2018 - November 2024 · 6 yrs 5 mos

Thrivent Investment Management INC.Broker

February 2014 - June 2018 · 4 yrs 4 mos

State Registrations6 states

ARKSMONCNEUT

AdvisorBrokerBoth

Exams

No exam information available for this advisor.