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AH
AH
Aaron Douglas Hendry
Ameriprise Financial Services, LLC
12 Years of Experience
1 Disclosure
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Ameriprise Financial Services, LLC
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
12488 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B
Fee Structure
Minimum Investment:
$2K
Financial Planning:
Included in AUM fee
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Location
1521 Higuera St, Ste A, San Luis Obispo, CA, 93401
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History
Regulatory History (1)
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Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
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Financial
January 2016
Final
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How to Read Disclosures
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Broker
July 2018 - Present · 7 yrs 7 mos
Ameriprise Financial Services, LLC
July 2018 - Present · 7 yrs 7 mos
Ameriprise Financial Services, LLC
July 2018 - Present · 7 yrs 7 mos
Previous Registrations
LPL Financial LLC
January 2017 - July 2018 · 1 yr 6 mos
LPL Financial LLC
Broker
January 2017 - July 2018 · 1 yr 6 mos
Wells Fargo Clearing Services, LLC
September 2015 - January 2017 · 1 yr 4 mos
Wells Fargo Clearing Services, LLC
Broker
June 2015 - January 2017 · 1 yr 7 mos
Blakeslee and Blakeslee INC.
Broker
November 2012 - January 2015 · 2 yrs 2 mos
State Registrations
10 states
AL
AZ
CA
CO
FL
HI
MN
OK
OR
WA
Advisor
Broker
Both
Exams
No exam information available for this advisor.