Nickolas Waggoner is a registered investment advisor at The Pacific Group, based in Los Angeles, CA, with 4 years of industry experience. Nickolas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Retirement Planning, Tax Planning. Their firm serves 44 clients with $34M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Pacific Advisory Capital Group charges a fee for managing your investments, calculated as a percentage of the average daily balance in your account. The percentage ranges from 0.15% to 2.00% per year, and is negotiable based on the size, scope, and complexity of the services provided.
Location
Los Angeles, CA
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Regulatory History (2)
Regulatory
July 2016Employment Separation After Allegations
June 2015Other Business Activities
Nickolas owns 2nd Amendgents, LLC, a clothing business, and spends minimal time on it. He also works as an analyst at Pacific Advisory Group, performing due diligence, and dedicates minimal time to this role. Additionally, Nickolas is involved with Sootchy, Inc., a financial technology company, spending a few hours per week.
Employment History
Current Registrations
The Pacific Group
Previous Registrations
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.