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Alan Lee Feinberg
Sb Advisory, LLC
13 Years of Experience
2 Disclosures
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Retirement Planning
Estate Planning
Financial Planning & Coaching
Investment Management
High Net Worth
Business Owners
Sb Advisory, LLC
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
31 advisors
Number of Clients
1,045 clients
Average Client Portfolio
$274K average
Assets Under Management
$285.9M
Fee Structure
Minimum Investment:
None
Investment Management
Planning
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Location
Boca Raton, FL
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History
Regulatory History (2)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
.
Employment Separation After Allegations
December 2022
Employment Separation After Allegations
August 2021
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Sb Advisory, LLC
January 2023 - Present · 3 yrs 1 mo
San Blas Securities LLC
December 2022 - Present · 3 yrs 2 mos
San Blas Securities LLC
Broker
December 2022 - Present · 3 yrs 2 mos
Previous Registrations
Oppenheimer & CO. INC.
January 2022 - December 2022 · 11 mos
Oppenheimer & CO. INC.
Broker
October 2021 - December 2022 · 1 yr 2 mos
Morgan Stanley
November 2012 - September 2021 · 8 yrs 10 mos
Morgan Stanley
Broker
November 2012 - September 2021 · 8 yrs 10 mos
State Registrations
2 states
FL
NY
Advisor
Broker
Both
Exams
No exam information available for this advisor.
Alan Lee Feinberg - Financial Advisor | TrueAdvisor