CS
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Charles Steven Sera

12 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
81 advisors
Number of Clients
5,484 clients
Average Client Portfolio
$974K average
Assets Under Management
$5.3B

Fee Structure

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Location

Marana, AZ

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Charles is a licensed insurance agent selling non-variable insurance products, including long-term care, fixed annuities, and life insurance. He spends a few hours per week on these insurance services.

Employment History
Current Registrations
Dynamic
June 2019 - Present · 6 yrs 8 mos
Previous Registrations
Catalina Wealth Partners, LLC
July 2018 - December 2019 · 1 yr 5 mos
Yellowstone Partners
March 2016 - March 2018 · 2 yrs
Ferguson Investment Services PLLC
September 2012 - January 2016 · 3 yrs 4 mos
State Registrations1 state
AZ
Advisor
Exams
No exam information available for this advisor.
Charles Steven Sera - Financial Advisor | TrueAdvisor