DG
CFP
DG
CFP

Douglas P Geraghty

13 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Fee-Only (AUM)
Firm Size
30 advisors
Number of Clients
1,571 clients
Average Client Portfolio
$735K average
Assets Under Management
$1.2B

Fee Structure

Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1000K1.50%
$1.0M - $5.0M1.00%
$5.0M - $10.0M0.75%
$10.0M - $20.0M0.50%
$20M+0.40%

Advisory fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

1400 Broadway, 16th Floor, New York, NY, 10018

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Douglas owns rental property since 2018, dedicating minimal time to it. He is also employed full-time as Chief Compliance Officer - Vice President of Flagstar Advisors, Inc.

Employment History
Current Registrations
Flagstar Advisors, INC.
January 2025 - Present · 1 yr 1 mo
Flagstar AdvisorsBroker
August 2023 - Present · 2 yrs 6 mos
Previous Registrations
Flagstar Advisors, INC.
August 2023 - December 2024 · 1 yr 4 mos
Ark Global, LLCBroker
January 2023 - August 2023 · 7 mos
Vanderbilt Advisory Services
March 2022 - August 2023 · 1 yr 5 mos
Vanderbilt Securities, LLCBroker
March 2022 - August 2023 · 1 yr 5 mos
Impactu.investments, LLCBroker
March 2022 - August 2023 · 1 yr 5 mos
Consolidated Portfolio Review CORP
March 2022 - August 2023 · 1 yr 5 mos
LPL Financial LLC
September 2018 - April 2022 · 3 yrs 7 mos
LPL Financial LLCBroker
September 2018 - April 2022 · 3 yrs 7 mos
Capital One Advisors, LLC
October 2016 - September 2018 · 1 yr 11 mos
Capital One Investing, LLCBroker
September 2016 - September 2018 · 2 yrs
Commonwealth Financial Network
May 2014 - September 2016 · 2 yrs 4 mos
Commonwealth Financial NetworkBroker
May 2014 - September 2016 · 2 yrs 4 mos
Capital One Financial Advisors LLC
November 2013 - May 2014 · 6 mos
Capital One Investment Services LLCBroker
December 2012 - May 2014 · 1 yr 5 mos
AXA Advisors, LLCBroker
October 2012 - November 2012 · 1 mo
State Registrations2 states
NYSD
AdvisorBrokerBoth
Exams
No exam information available for this advisor.