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Garrett Wade Smith

12 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
982 advisors
Number of Clients
137,534 clients
Average Client Portfolio
$137K average
Assets Under Management
$18.9B

Fee Structure

Minimum Investment:$10K
Financial Planning:Included in AUM fee
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Location

5150 Charlestown Road, Suite 2, New Albany, IN, 47150

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Garrett is treasurer and/or board member for multiple non-profit organizations and a political action committee, dedicating minimal time to each. He also works as an investment advisor representative and sells insurance products, spending a few hours per week on each.

Employment History
Current Registrations
Lincoln Investment
July 2018 - Present · 7 yrs 7 mos
Capital Analysts
July 2018 - Present · 7 yrs 7 mos
Shepherd Financial Investment Advisory LLC
June 2018 - Present · 7 yrs 8 mos
Lincoln InvestmentBroker
January 2018 - Present · 8 yrs 1 mo
Previous Registrations
Parkland Securities, LLCBroker
February 2016 - January 2018 · 1 yr 11 mos
Northwestern Mutual Investment Services, LLCBroker
July 2013 - January 2016 · 2 yrs 6 mos
State Registrations3 states
FLINKY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.