EW
EW

Ethan Wade

12 Years of Experience
Broker

Ethan Wade is a registered investment advisor at Brighton Securities CORP., based in Rochester, NY, with 12 years of industry experience. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 1,924 clients with $990M in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23 advisors
Number of Clients
1,924 clients
Average Client Portfolio
$513K average
Assets Under Management
$986.2M

Fee Structure

Minimum Investment:$10K

Brighton Securities manages investment accounts for a fee based on the value of the account and the investment program selected. The fee ranges from 0.25% to 3.00% annually. The specific fee schedule is in the client's agreement. Fees are charged quarterly in advance, based on the account value at the end of the prior quarter. The firm may group related accounts to meet minimum size requirements and determine fees. Discounts may be offered to family and friends of firm employees.

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Location

1703 Monroe Avenue, Rochester, NY, 14618-1487

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Brighton Securities CORP.
May 2021 - Present · 4 yrs 11 mos
Brighton Securities CORP.Broker
September 2013 - Present · 12 yrs 7 mos
State Registrations23 states
AZCACOCTDCFLGAKSMAMDMEMINCNJNYOHPARISCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.