James Chapman
James Chapman is a registered investment advisor at Clearwater Capital Partners, based in Hoffman Estates, IL, with 11 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Estate Planning, High Net Worth, and 3 more. Their firm serves 1,007 clients with $1.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.55% |
| $10.0M - $25.0M | 0.35% |
| $25.0M - $50.0M | 0.30% |
| $50.0M - $100.0M | 0.25% |
| $100M+ | 0.20% |
Fees may be negotiable. Minimum annual fee of $5,000 for new relationships after March 31, 2024.
Fee Estimator
Location
2800 West Higgins Road, Suite 1025, Hoffman Estates, IL, 60169
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is involved with Clearwater Capital Insurance, LLC, selling life and long-term care insurance as part of financial plans. This activity requires a few hours per week.
Employment History
Current Registrations
Clearwater Capital Partners
State Registrations1 state
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