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AS
AS
Alan Michael Swan
T. Rowe Price Advisory Services, INC.
12 Years of Experience
1 Disclosure
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Retirement Planning
Financial Planning & Coaching
T. Rowe Price Advisory Services, INC.
Compensation
Fee-Only (AUM)
Firm Size
420 advisors
Number of Clients
10,014 clients
Average Client Portfolio
$386K average
Assets Under Management
$3.9B
Fee Structure
Minimum Investment:
$250K
Financial Planning:
Included in AUM fee
Investment Management
Planning
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Location
Financial Center Two, 2220 Briargate Parkway, Colorado Springs, CO, 80920
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History
Regulatory History (1)
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Criminal
April 2003
Final Disposition
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
T. Rowe Price Advisory Services, INC.
January 2014 - Present · 12 yrs 1 mo
T. Rowe Price Investment Services, INC.
Broker
June 2013 - Present · 12 yrs 8 mos
State Registrations
53 states
AK
AL
AR
AZ
CA
CO
CT
DC
DE
FL
GA
HI
IA
ID
IL
IN
KS
KY
LA
MA
MD
ME
MI
MN
MO
MS
MT
NC
ND
NE
NH
NJ
NM
NV
NY
OH
OK
OR
PA
PR
RI
SC
SD
TN
TX
UT
VA
VT
Virgin Islands
WA
WI
WV
WY
Advisor
Broker
Both
Exams
No exam information available for this advisor.
Alan Michael Swan - Financial Advisor | TrueAdvisor