Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
11 advisors
Number of Clients
357 clients
Average Client Portfolio
$637K average
Assets Under Management
$227.6M

Fee Structure

Minimum Investment:$250K
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Location

120 Newport Center Dr, Suite 100, Newport Beach, CA, 92660

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Andrew is an Investment Advisor Representative (IAR) with Signature Resources Capital Management since February 2023.

Employment History
Current Registrations
Signature Resources Capital Management, LLC
March 2023 - Present · 2 yrs 11 mos
Cadence Wealth Management, LLC
February 2022 - Present · 4 yrs
Previous Registrations
LPL Financial LLCBroker
February 2019 - May 2020 · 1 yr 3 mos
Vanguard Marketing CorporationBroker
August 2015 - November 2017 · 2 yrs 3 mos
TD Ameritrade, INC.
August 2014 - June 2015 · 10 mos
Amerivest Investment Management, LLC
August 2014 - June 2015 · 10 mos
TD Ameritrade, INC.Broker
August 2014 - June 2015 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2012 - August 2014 · 2 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2012 - August 2014 · 2 yrs 1 mo
State Registrations4 states
AZCATXWA
Advisor
Exams
No exam information available for this advisor.
Andrew Steven Ficarra - Financial Advisor | TrueAdvisor