Andrew Ficarra is a registered investment advisor at Signature Resources Capital Management, LLC, based in Newport Beach, CA, with 10 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 357 clients with $230M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Signature Resources Capital Management charges a percentage of your portfolio's value each year for investment management. The exact percentage depends on the amount they manage. SRCM may also charge a program fee for accounts under $250,000, in addition to the standard investment management fee. These fees are negotiable.
Location
100 Bayview Circle, Suite 2200, Newport Beach, CA, 92660
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Andrew is an Investment Advisor Representative (IAR) with Signature Resources Capital Management since February 2023.
Employment History
Current Registrations
Signature Resources Capital Management, LLC
Cadence Wealth Management, LLC
Previous Registrations
LPL Financial LLCBroker
Vanguard Marketing CorporationBroker
TD Ameritrade, INC.
Amerivest Investment Management, LLC
TD Ameritrade, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.