Areas of Practice
Investment Management
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
6151 advisors
Number of Clients
481,566 clients
Average Client Portfolio
$716K average
Assets Under Management
$344.9B

Fee Structure

Minimum Investment:$25K
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M2.25%
$1.0M - $2.0M2.00%
$2.0M - $5.0M1.75%
$5.0M - $10.0M1.50%
$10M+1.25%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

1721 Nicholasville Road, Lexington, KY, 40503

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Aaron is a financial advisor affiliated with Cumberland Valley National Bank and CV Investments since 2022. These roles each take about half of Aaron's time.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
January 2025 - Present · 1 yr 1 mo
Raymond James Financial Services Advisors, INC
January 2025 - Present · 1 yr 1 mo
Previous Registrations
Cetera Investment Advisers LLC
May 2022 - January 2025 · 2 yrs 8 mos
Cetera Investment Services LLCBroker
May 2022 - January 2025 · 2 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2020 - April 2022 · 2 yrs
Fifth Third Securities, INC.
August 2014 - March 2020 · 5 yrs 7 mos
Fifth Third Securities, INC.Broker
June 2012 - March 2020 · 7 yrs 9 mos
State Registrations5 states
GAINKYOHSC
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Aaron Glenn Ball - Financial Advisor | TrueAdvisor