Aaron Ball is a registered investment advisor, based in Lexington, KY, with 13 years of industry experience.
Location
1721 Nicholasville Road, Lexington, KY, 40503
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Aaron is a financial advisor affiliated with Cumberland Valley National Bank and CV Investments since 2022. These roles each take about half of Aaron's time.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
January 2025 - Present · 1 yr 3 mos
Raymond James Financial Services Advisors, INC
January 2025 - Present · 1 yr 3 mos
Previous Registrations
Cetera Investment Advisers LLC
May 2022 - January 2025 · 2 yrs 8 mos
Cetera Investment Services LLCBroker
May 2022 - January 2025 · 2 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2020 - April 2022 · 2 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2020 - April 2022 · 2 yrs
Fifth Third Securities, INC.
August 2014 - March 2020 · 5 yrs 7 mos
Fifth Third Securities, INC.Broker
June 2012 - March 2020 · 7 yrs 9 mos
State Registrations6 states
GAINKYNCOHSC
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.